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IV. Diatonic Harmony, Tonicization, and Modulation

48

John Peterson

Key Takeaways

  • This chapter introduces the cadential46 (cad.46), an embellishment of the dominant that results from the combination of two embellishing tones a sixth and a fourth above the bass note sol (5^). We label the cad. 46 and its resolution to V(7) as one unit: V(87)6543.
  • Any chord that normally approaches V can approach cad.46. Most commonly, this is one of the strong predominants.
  • When resolving cad.46, be sure to follow the figures such that the sixth above the bass falls to a fifth above the bass and the fourth above the bass falls to a third above the bass.

Chapter Playlist

So far, we’ve seen that the dominant can be strengthened, particularly at authentic cadences, by the addition of a seventh. We also saw that both half cadences and authentic cadences are commonly strengthened using a strong predominant. In this chapter, we look at another way to strengthen the the dominant’s drive toward resolution: the cadential 46 (cad.46).

The authentic cadence in Example 1 involves a V7 that has been embellished by cad.46. We use the word “embellished” intentionally here because the cad.46 comprises two embellishing tones that appear over sol (5^) in the bass. In Example 1, the embellishing tones are a passing tone and a suspension. These embellishing tones happen to always be a sixth and a fourth above the bass, and their appearance often intensifies the expectation to hear a cadence, hence the name “cad.46.” Although the cad.46 often shows up at cadence points, it may show up anywhere in a phrase as an embellishment of V(7).

https://musescore.com/user/32728834/scores/6238932/embed

Example 1. cad.46 in Joseph Boulogne’s String Quartet no. 4, I, mm. 45–47 (1:26–1:30).

A note on 46 chords.

46 chords are special because they involve a dissonance (the fourth) with the bass. Composers therefore treat 46 chords in distinct ways, which fall into four categories. To acknowledge their special usage, each variety of 46 chord has its own label that relates to how the chord functions. Future chapters will introduce the remaining 46 chord types.

Labeling cadential 6/4

You might have noticed that the cad.46 in Example 1 involves the notes B, G, and E, which spells a tonic triad in second inversion in the excerpt’s key. Why are we labeling this chord V46, then? Besides the fact that cad.46 arises from the combination of two embellishing tones (and therefore isn’t a standalone triad), here are two additional reasons to use the label V46 over I46:

  1. The chord appears after a strong predominant. If we label it I46, we’d be implying that a predominant goes to tonic, which is not the sound we hear, given that sol (5^) is in the bass.
  2. V46 reflects the chord’s sound as an elaboration of V, whereas I46 reflects the chord’s spelling only.[1]

Writing with cadential 6/4

Spelling cadential 6/4 in four voices

To spell cad.46, do the following (Example 2):

  1. Write sol (5^) in the bass
  2. Determine what notes are a sixth and fourth above the bass. Choose one of those notes to place in the soprano. The other will go in an inner voice in step 3.
  3. Fill in the inner voices: one voice will double the bass, which is a necessity in cad.46 to avoid parallels. The other will take the unused note from step 2.

https://musescore.com/user/32728834/scores/6239193/embed

Example 2. Spelling cad.46.

Voice leading with cadential 6/4

Resolution

Cadential 46 can resolve either to a V triad (Examples 3a, 3c) or a V7 chord (Examples 3b, 3d). The lines in the label 4365 tell you how the cad.46 resolves, indicating “keep this motion in the same voice.” That is, whichever voice has a sixth above the bass should fall to a fifth above the bass, and whichever voice has the fourth above the bass should fall to a third above the bass.

Adding a seventh is just as straightforward: whatever voice is doubling the bass moves down a step to take the seventh of the chord. This motion is reflected by the figures 8-7 (the octave above the bass moves down to a seventh above the bass).

https://musescore.com/user/32728834/scores/6239528/embed

Example 3. Resolving cad.46.

Approaching cadential 6/4

Since the cad.46 embellishes the dominant, any harmony that approaches V can also approach cad.46. Most commonly, though, these are the strong predominants IV and ii6 (Example 4).

Two guidelines apply here:

  1. As always when dealing with the predominant area, watch out for parallel octaves between the predominant and cad.46.
  2. Motion into (and out of) the cad.46 is usually very smooth. Avoid leaping to a member of the cad.46. While composers do occasionally leap to the sixth above the bass, it’s comparatively much rarer to leap to the fourth above the bass because it’s a dissonance, so that in particular should be avoided.

https://musescore.com/user/32728834/scores/6239535/embed

Example 4. Approaching cad.46.

Assignments
  1. Strengthening Endings with Cadential 46 (.pdf, .docx, .mscz of score). Includes unfigured bass exercises and analysis.

  1. If you're not convinced by the sound of the chord argument, try playing the passage in Example 1, but stop on the cad.46. Does it sound stable? Probably not. Tonic chords are associated with stability and a sense of “home,” while dominants are associated with a desire to resolve. The cad.46 surely sounds more unstable than stable.
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Open Music Theory - Fall 2023 Copyright © 2021 by Mark Gotham; Kyle Gullings; Chelsey Hamm; Bryn Hughes; Brian Jarvis; Megan Lavengood; and John Peterson is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License, except where otherwise noted.

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